Self Regulated Credentials

These credentials are from bodies that have a process in place for evaluation of members. Some of these groups are federally controlled such as the National Association of Securities Dealers (NASD). Others are privately controlled such as the Certified Financial Planning Board (CFPB). These two organizations are the largest, however, there are others. You can view which privately controlled credentialing bodies self regulate below.

See a total listing of credentials currently known by the National Association of Securities Dealers. (NASD)

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